About

Are you an experienced compliance professional looking for a role where you can make a real impact? This is an exciting opportunity to join a growing and ambitious financial services group as a Senior FCA Compliance Officer. Working as part of a small but experienced team, you’ll play a key role in embedding a strong compliance culture while ensuring the business continues to meet its regulatory obligations. The company offers a flexible approach to candidate profiles – the minimum expectation is 3 years operating in an FCA-regulated role, though experience in financial promotions is a bonus rather than a requirement. What you’ll be doing Use your regulatory expertise to ensure the business meets all relevant FCA requirements.Implement and maintain the compliance and risk management framework across FCA-regulated operations.Keep ahead of regulatory developments, performing horizon scanning and advising on necessary changes.Act as a key point of contact for regulatory bodies, including the FCA and Financial Ombudsman Service (FOS).Maintain accurate compliance records and continue professional development frameworks.Promote and embed a strong compliance culture across the business.Review and advise on business materials including FCA training, marketing material, PR copy, scripts, and standard terms.Lead second-line reviews of escalated customer complaints, including drafting responses to FOS where required.Conduct lessons learned exercises with operational teams to drive continuous improvement.Provide timely and effective regulatory advice to support key business objectives.Prepare and present reports to senior management and regulators. Who we’re looking for Experience: Minimum 3 years in an FCA-regulated role; broader compliance experience within financial services is a