Senior Compliance Manager, Regulatory Relationships & Governance

Senior Compliance Manager, Regulatory Relationships & Governance

Senior Compliance Manager, Regulatory Relationships & Governance

Appcast Enterprise

Reed

London

6 hours ago

No application

About

Job Family Group: Ethics & Compliance Group Job Description: Based in London Supply Trading & Shipping (ST&S) Ethics and Compliance (E&C) team, you will lead our Financial Regulated Entities (outside of the Americas) and coordinate ST&S’s relationships with financial regulators and assurance on our compliance with regulatory requirements. This a global role for a senior manager who can maintain oversight over regulatory frameworks and licensing requirements relevant to ST&S activities in the UK, EU, Australia and Singapore. It will require the ability to coordinate and influence across businesses and teams in multiple regions to implement an effective and consistent approach to the management of regulated entities and regulatory relationships. Reporting directly to the Compliance Director for Gas & Power Trading International and UK Regulation, you will lead a small team across London and Singapore, coordinating the delivery of the following accountabilities: Responsibility for maintaining relationships with regulators (including the FCA, CMNV and ASIC) for ST&S financial regulated entities in UK, Spain and Australia. Managing communications with financial regulators, including to ensure compliance with FCA rules regarding disclosures (working with Regulatory Legal); Taking responsibility for the governance of ST&S’s regulated entities (outside of Americas), working alongside Company Secretariat, including preparing for and running Boards and Committee meetings; Ensuring the submission of timely and accurate regulatory returns for our regulated entities to regulators (including for example, close links reports, regulatory fees, required compliance reports etc.) and coordinating with others who hold responsibility for other regulatory reports (SMCR, regulatory capital returns, AML reports etc.) to oversee that overarching regulatory obliga