About

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients. We thank you for your interest in joining the Barings team, and invite you to explore our current employment opportunities. Title: Senior Associate, Core Compliance Business Unit: Compliance Location: London, UK Barings is a leading global financial services firm dedicated to meeting the evolving investment and capital needs of our clients and customers. Through active asset management and direct origination, we provide innovative solutions and access to differentiated opportunities across public and private capital markets. A subsidiary of MassMutual, Barings maintains a strong global presence with business and investment professionals located across North America, Europe, and Asia Pacific. Job Summary Working with the Director, Core Compliance and other team members, this position is responsible for facilitating the tasks of the Core Compliance team. This includes administration of Barings' thematic reviews and assessments as well as administration of the Code of Ethics and various other conflicts of interest policies such as the firm's outside business activities, gifts and entertainment as well as handling other regulatory oversight and initiatives such as AML and KYC reviews. The incumbent regularly reviews processes and suggests improvements. Primary Responsibilities Support the Global Thematic Review and Assessment Program Undertake detailed thematic reviews and assessments of Barings Compliance Program and associated controls to confirm that they cover key risk issues an