Regulatory Operations Manager

Regulatory Operations Manager

Regulatory Operations Manager

G Mass

London, England, United Kingdom

2 hours ago

No application

About

  • This role sits within a managed services environment supporting a Tier 1 Asset Manager across its global transaction reporting obligations. You’ll take ownership of the day-to-day regulatory operations, lead a multi-location team, and drive improvements across process, controls and reporting quality. It’s well-suited to someone who enjoys working in a fast-moving setting where accuracy, partnership and operational discipline are essential.
  • Key Responsibilities
  • Lead the regulatory operations unit for transaction reporting, acting as the functional owner for BAU delivery.
  • Manage and develop an onshore/offshore team providing training, guidance and structured performance oversight.
  • Act as a strategic partner to business stakeholders across initiatives.
  • Review and enhance the BAU reporting process, underlying infrastructure and data quality.
  • Support global G20 and SFTR reporting obligations (EMIR, ASIC, MAS, SFTR, etc.), ensuring alignment with regulatory expectations and business priorities.
  • Work closely with technology, compliance, product and other internal teams to capture requirements and help shape policy implementation.
  • Serve as an escalation point for reporting exceptions, data issues and structural challenges.
  • Oversee calculations and communication related to errors and omissions.
  • Minimum 5+ years of experience in regulatory transaction reporting within a buy-side institution preferably.
  • Hands on experience with regulatory reporting operations such as EMIR, ASIC, MAS, SFTR, or CFTC/SEC-SBSR is essential.
  • Solid understanding of derivatives, transaction information and reference data, with the capability to interpret requirements, source relevant data, and translate findings into internal workflows.
  • Broad knowledge of front, middle, and back-office functions within financial institutions.
  • Salary up to £60,000 depending on experience.
  • 12-months initial contract, with a view for permanent internalisation with the end client.