About

• We see the world differently at Capstone Investment Advisors. You will, too.
• Capstone Investment Advisors, LLC (“Capstone”) is a global asset manager, dedicated to exploring alpha opportunities in derivatives and complementary strategies that persist across market cycles. With approximately $11.8 billion of AUM (as of November 1, 2025) and 326 employees, Capstone is headquartered in New York with offices in London, Amsterdam, Stamford, Los Angeles, Boston, Tokyo, Milan, Texas, and Maryland. Since 2004, through strategic insight, market-leading expertise, and advanced technology, we have sought to anticipate and harness the complexities of world markets, creating unique opportunities for our clients, team, and industry.
• With our sophisticated, global client base, we recognize that our success is deeply connected to real people. For that reason, we take a human approach to everything we do, focusing largely on collaborative performance. Our workflow and process are built around the belief that by sharing ideas, we achieve greater outcomes. This gives you greater access to resources, direct exposure to senior leadership, and new opportunities to experiment and innovate.

Overview

• We are seeking a Middle Office Vice President to join our dynamic team. This role covers a broad range of trade support functions, with a primary focus on our Convertible Arbitrage desk (convertible bonds). The successful candidate will have deep expertise with convertible bonds, including the bond conversion process and corporate actions, and will work closely with the Portfolio Management team to ensure seamless trade execution and operational efficiency.
• This is an exciting opportunity for someone passionate about finance and eager to leverage technology to streamline processes, reduce manual tasks, and drive automation.
• Key Responsibilities & Impact
• Trade Support & Lifecycle Management
• Oversee trade capture and ensure accurate booking across systems.
• Manage and process corporate actions and bond conversions in a timely and accurate manner.
• Manage upcoming proxy votes and experience with ISS Broadridge
• Risk & Control
• Assist Portfolio Managers in monitoring risk platforms and troubleshooting issues.
• Monitor affirmation platforms and ensure all risk and booking details are correct.
• Stakeholder Collaboration
• Work closely with Sales, Operations, and external counterparts to ensure trades are allocated and settled efficiently. -Liaise with counterparties to confirm corporate actions and communicate status updates clearly to the trading desk.
• Process Improvement & Automation
• Evaluate existing workflows and identify opportunities to enhance efficiency through technology.
• Collaborate with the wider Operations team to build out automation solutions.

Our future colleague has these skills

• At least 4 year’s experience in a finance environment which must include experience in convertible bonds
• Experienced and confident in managing and processing all types of corporate actions; The successful candidate will be responsible for liaising with counterparts to ensure the correct processing of corporate actions in a timely manner and will also be required to communicate back clearly and concisely to the desk the status of all such actions
• An interest and some experience with coding, ideally Python, is preferable.
• Strong familiarity with the trade lifecycle and relevant controls
• Strong interpersonal and communication skills
• Proficient in Excel
• Experience with a Bloomberg Terminal.
• Candidates should have a keen interest in process improvement

Bonus Skills

• Python
• Understanding of Equities and Options preferred

Benefits and Compensation Information

• Our team is our most important asset and investment. We value and respect our colleagues and their well-being inside and outside the workplace and our culture reflects this. We offer a robust and competitive benefits program to ensure the well-being of our colleagues.

Some benefits included in this role are

• Training and development opportunities
• Robust Wellness Resources: Physical, Mental and Financial
• Time-Off, Retirement and Commuter Benefits
• Gym Reimbursement and other Discounts
• The base pay offered will be determined on factors such as experience, skills, training, location, certifications, education, and any applicable minimum wage requirements. Decisions will be determined on a case-by-case basis. In addition to the base salary, this position may be eligible for performance-based incentives.
• Capstone’s Commitment
• At Capstone, we value a diverse, equitable, and inclusive workplace where all employees feel appreciated and respected. Our commitment to a nondiscriminatory approach extends equal opportunities for employment and advancement across our programs, departments, and locations. We actively seek and appreciate a variety of life experiences and heritages and advocate for the amplification of all voices.
• At Capstone, we're all about creating a workplace where you can thrive and make a real impact. We value innovation, teamwork, trust, and discipline, and we know you do too.
• Experimentation: We love fresh ideas and encourage you to try new things. Here, you’ll have the freedom to innovate and help shape our strategies.
• Collaboration: We’re big on teamwork. You'll join a supportive community where everyone’s input matters, and we learn from each other every day.
• Trust: We believe in building strong, honest relationships. You'll be part of an environment where your contributions are respected and integrity is key.
• Discipline: In our fast-paced world, staying focused is crucial. We commit to high standards and a disciplined approach, helping you grow both personally and professionally.
• Be part of a team that values your creativity and dedication. Together, let's push boundaries and achieve great things.

Equal Opportunity Employer

• Capstone is committed to creating an inclusive environment where we welcome people of different backgrounds. Capstone considers applications for employment without regard to all applicable protected characteristics, including race, color, religion, ethnicity, national origin, gender, sexual orientation, gender identity or expression, age, parental status, veteran status, or disability status.
• To learn even more about being part of the team, visit us online: Careers - Capstone (capstoneco.com)
• Don’t forget to follow us on LinkedIn