IFA T & C Compliance Manager

IFA T & C Compliance Manager

IFA T & C Compliance Manager

Cameron James

Reed

Fetcham, Surrey

2 hours ago

No application

About

Formed in the 1980’s to provide independent wealth management advice and a bespoke service for both individual and corporate clients around the world due to continued success in delivering bespoke Wealth Management solutions to their expanding client base, require an Experienced T & C Manager/Officer for their office in Surrey.The role can be WFH or Hybrid.CapabilitiesExperience of T&C within a financial services environment.Good knowledge of FCA TC and Certification Regime requirements.Proven communication, analytical and interpretation skills.Ability to communicate at all levels.Report writing skills.Description of Responsibilities & CompetenciesTo provide professional Training and Competence (T&C) administrative supportAssist with the administration of the initial Competence and Capability assessment of all new Certificated staffThe T&C Officer maintains the T&C schemes and T&C procedures to ensure they are effective and meet all regulatory requirements.The T&C scheme and procedures are audited annually by the Training and Competence Officer and independently by the Head of Compliance.Apply on-line or contact Cameron JamesSalary neg