About

13F Compliance SME London (Hybrid - 3 days)6-12 Month Contract emagine is a high-end professional services consultancy and solutions firm Specialising in providing business and technology services to the financial services sector, we power progress, solve challenges and deliver real results through tailored high-end consulting services and solutions. We have created a culture of openness and integrity by building genuine and strong relationships and partnerships, enabling us to be uncompromising in our dedication in delivering the optimal service for our clients. Our commitment is not just towards our clients but we aim to foster a positive and equitable working environment with our consultants and colleagues which stems from our core values: Confident, Dedicated, Responsible, Genuine. We are seeking a 13F Compliance Specialist to join our team, serving as a Subject Matter Expert (SME) in SEC 13F filings. This role is critical in ensuring compliance with U.S. regulatory requirements, particularly within banking and financial operations. The successful consultant will leverage deep regulatory knowledge to interpret and apply SEC rules, while collaborating across operational and compliance teams. Main Responsibilities Act as the SME for all matters related to SEC 13F filings Ensure compliance with SEC regulations specific to 13F Analyse operational processes for alignment with U.S. regulatory standards Evaluate industry practices and benchmarks related to 13F filings Provide insights on regulatory interpretations and best practices Collaborate with cross-functional teams including compliance and regulatory affairs Key Requirements Proven expertise in 13F filing processes Strong understanding of U.S. financial regulations, especi