Compliance Officer (Advisory)
Border To Coast

Leeds, West Yorkshire
•2 hours ago
•No application
About
Permanent: 37.5 hour per weekFull time (we welcome flexible working discussions)An opportunity to make a differenceAt Border to Coast our purpose is to make a difference and we’re looking for a keen Compliance Officer (Advisory) to join our award-winning team.As a customer-owned and customer-focused organisation, integrity is one of our values, as is our collaborative and sustainable approach. Our focus is to secure the pensions of over a million people who have provided valuable service to their communities and society. We’re the largest UK asset manager outside London or Edinburgh, and we provide innovative investments that deliver sustainable returns over the long term.We’re recruiting this position to strengthen our compliance advisory capability, ensuring we continue to meet our regulatory obligations and support the business with expert guidance as we grow and evolve.The role - what you'll be doing As a Compliance Officer (Advisory) your role is hugely important and will include:Conducting horizon scanning and maintaining a tracker of regulatory developments.Supporting the development and maintenance of the Compliance Obligations Register.Assisting with governance and regulatory working groups, including preparation for Board committees.Coordinating responses to internal and external audits.Assisting with regulatory reporting and breach management processes.Providing day-to-day compliance advice across the business on applicable regulations including COBS, SYSC, COLL and FUND.Promoting a positive compliance and conduct culture across the organisation.About you - and the value you’ll bring to our teamHigh levels of integrity and trustworthiness.Strong interpersonal, influencing and communication



