Compliance officer

Compliance officer

Compliance officer

Efinancialcareers

Reed

London

3 hours ago

No application

About

Job description We are seeking a dedicated and detail-oriented Compliance Associate to join our team. The successful candidate will be involved monitoring compliance risks, conducting audits, assisting in the development of policies and procedures, and providing guidance to various departments to promote a culture of compliance. Key Responsibilities: Regulatory Compliance: Monitor and ensure adherence to applicable laws, regulations, and industry standards.Assist in regulatory filings and maintain up-to-date records of regulatory requirements.Stay updated on changes in laws and regulations that affect the business and communicate updates to stakeholders. Policy Development and Implementation: Assist in drafting, reviewing, and updating compliance policies and procedures.Ensure internal policies are aligned with regulatory requirements and industry best practices.Support the dissemination and implementation of compliance policies across the organization. Compliance Monitoring and Audits: Conduct periodic internal audits and reviews to assess compliance with policies and regulations.Identify gaps, risks, and areas of improvement and recommend corrective actions.Maintain documentation of audits and follow up on remediation plans. Risk Assessment and Mitigation: Assist in risk assessments to identify potential compliance risks within the organization.Develop and implement measures to mitigate risks and enhance controls.Support due diligence processes for third-party vendors, clients, and business partners. Training and Awareness: Assist in developing