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Compliance & T&C Associate Location: Bath - HybridJob Type: Full-time We are seeking a Compliance & T&C Associate to support our Head of Compliance in ensuring adherence to all relevant legislation and regulatory requirements. This role also involves contributing to the development and oversight of the firm’s Training & Competence (T&C) framework. This position offers a clear path for professional growth, preparing the successful candidate for a strategic leadership role within a financial planning and wealth management environment. Day-to-day of the role: Liaise with various teams to address compliance issues and provide management data to assist in regulatory reporting.Assist in the production of quarterly compliance reports and handle initial stage complaints, progressing to management of cases.Maintain the Compliance Monitoring Plan and assist with annual Fit and Proper assessments.Conduct reviews of client files to ensure adherence to standards (disclosure, AML, etc.), providing feedback and tracking remedial actions.Establish and maintain effective relationships with key compliance groups, ensuring regular communication about compliance matters. Required Skills & Qualifications: Excellent communication, influencing, and analytical skills.Proficient in office-based software with a high level of attention to detail.Understanding of FCA rules and guidance relevant to financial advice and wealth management.Experience in a financial advice or wealth management firm is essential.Desirable: CII Diploma in Financial Planning or equivalent, and experience in a compliance or supervisory role within the sector. Professional Growth Plan: Year 2: Development Stage – Gain independence in managing compliance processes, support regulatory due diligence activities, and ensure the