Compliance Associate
Bwd Search & Selection

Wakefield, West Yorkshire
•19 hours ago
•No application
About
Senior Compliance & Client Support OfficerWakefield | Office workingSalary: Competitive + benefitsA well-respected financial planning firm is seeking a Senior Compliance & Client Support professional to strengthen their internal support function and help maintain high operational and regulatory standards.This role sits at the heart of the business, combining client support, case oversight, and process governance.Key responsibilities:Supporting advisers with compliant case preparation and documentationReviewing files and ensuring accuracy across client recordsAssisting with internal process adherence and quality standardsActing as a key contact for provider and client queriesSupporting onboarding and new business processingHelping maintain consistency across administrative workflowsWhat we’re looking for:Previous experience in an IFA / financial planning support roleGood understanding of advice processes and documentation requirementsStrong attention to detail and a methodical approachConfident communicator who can work across teamsAbility to spot gaps and help strengthen processesWhy apply?Opportunity to step into a senior, trusted positionBroad role with exposure to compliance and operationsGrowing business with a strong reputationSupportive culture with long-term development opportunitiesIdeal for someone who enjoys combining client support with responsibility for quality, structure, and consistency.



