Chief Compliance Officer (CCO – EMI)

Chief Compliance Officer (CCO – EMI)

Chief Compliance Officer (CCO – EMI)

Sterling Williams Ltd

Reed

London

10 hours ago

No application

About

Sterling Williams are working alongside a growing FCA Regulated E-Money Institution in their search for London based Chief Compliance Officer (CCO)The Chief Compliance Officer wll be a key strategic business partner, pivotal in shaping the growth strategy while maintaining the highest compliance standards, in an environment where compliance is not just about regulatory adherence but a core pillar of the business that enables sustainable growth. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operations and driving a compliance-first culture that enhances our ability to innovate and scale. Chief Compliance Officer (CCO)Full-Time, Permanent OpportunityCity of London based - but hybrid/flexible working is offeredSalary circa £150,000 - £160,000 pa plus benefits The successful candidate will balance high-level oversight with hands-on operational management, ensuring compliance across all business activities in the UK.Regulatory Compliance and Risk ManagementEnsure compliance with all relevant UK financial regulations, including Money Laundering Regulations, Proceeds of Crime Act, and FCA Guidelines, as well as reporting obligations.Develop, implement, and maintain compliance frameworks, policies, and procedures in line with UK, EU, and global regulatory requirements.Continuously assess compliance risks and implement effective risk management strategies that align with our growth objectives.Stay abreast of regulatory changes and ensure timely updates to policies and operational processes..Lead regulatory engagement, maintain open and constructive relationships with the FCA and other regulatory bodies, as well as engagement with auditors and banking