About

We're now recruiting a CASS Manager to be responsible for ensuring the CASS team operates effectively and that robust systems and controls are maintained. This includes ongoing risk management and the continuous assessment of operational readiness to meet longer term strategic plans. Reporting to the Senior CASS Manager, the CASS Manager will be responsible for monitoring compliance with the FCA CASS regulations. What the role involves: Ensure CASS risks are identified, assessed, and accurately recorded on the CASS Risk & Control Assessment (RCA).Deliver an annual control testing programme, providing timely feedback to control owners and updating the RCA. Provide a CASS opinion based on an in-depth technical understanding of the rules and how they apply to AJ Bell.Actively play a key part in change initiatives, including automation of manual processes, by assessing the CASS impact , along with representing Operational Oversight in relevant discussions.Develop and deliver an annual CASS monitoring review programme.Lead and develop the team, fostering a culture of accountability, collaboration, and continuous improvement.Ensure that business policies, procedures, systems and controls are compliant with CASS rules.Undertake root cause analysis of CASS issues, identifying trends and potential improvements and escalating where appropriate.Ensure any breaches are documented accurately and corrective measures are captured and implemented.Maintain and continually develop CASS MI for use by senior management and at key CASS meetings, for example CASS Forum.Continually develop and strengthen CASS controls, ensuring processes and procedures are kept up to date and are accurate at all times.Maintain CASS RP documentation.Support the Senior CASS Manager in chairing the CASS Operational Oversight meeting.