Business Quality Assessor

Business Quality Assessor

Business Quality Assessor

Phoenix Talent Partners

Reed

Leeds, West Yorkshire

2 hours ago

No application

About

Quality Manager – Financial Advice Financial Services Home Based £50,000 – £55,000 + competitive benefitsA well-established and growing financial services group is seeking an experienced Quality Manager/Assessor to support and enhance the quality of regulated financial advice across multiple advisory businesses.This is a key role focused on high standards, strong governance, and consistently good client outcomes.The RoleYou’ll provide expert technical oversight across the full advice lifecycle, ensuring advice remains robust, compliant, and client-focused, while supporting advisers and paraplanners with high-quality guidance.Key areas include:Technical support and quality assurance across regulated financial advicePre-sale and post-sale reviews of complex and higher-risk casesReview of corporate and group advice, ensuring suitability and complianceThematic and legacy file reviews to identify risk, trends, and improvement opportunitiesClear documentation, MI, and reporting of findings and outcomesConstructive feedback to advisers to support learning and continuous improvementClose collaboration with Compliance, Risk, and Legal teamsAbout YouLevel 4 Financial Advice qualified (essential)Strong technical understanding of FCA rules and best practiceExperience supporting and reviewing complex or higher-risk adviceComfortable working independently and delivering quality outputs at volumeProfessional, detail-focused, and client-outcome drivenDesirable:Level 6 qualifications, AF7/AF8, compliance qualifications, or experience with corporate, group, or trust advice.Why Apply?Central role in protecting advice quality and clie